Discussion | Private Equity and Venture Capital Regulation Since Dodd-Frank

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On March 5, 2015, Stanford’s Rock Center for Corporate Governance, in coordination with the SEC’s San Francisco Regional Office (SFRO), hosted The Silicon Valley Initiative: Emerging Regulatory Issues in Private Equity, Venture Capital, and Capital Formation.

This session addressed key regulatory issues impacting private equity and venture capital that have come to the forefront since the 2010 Dodd-Frank Act, which resulted in private equity advisers registering with the SEC as investment advisers and venture capital firms filing as exempt reporting adviser.

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